Short selling

Results: 2054



#Item
871Financial regulation / Short / Short selling / Business / Contract / Public limited company / South African contract law / Contract law / Law / Finance

Government of Alberta - Master

Add to Reading List

Source URL: aara.ca

Language: English - Date: 2011-08-17 13:22:31
872Financial regulation / Financial markets / Short selling / Stock market / Naked short selling / Short / Exchange-traded fund / Universal Market Integrity Rules / Algorithmic trading / Financial economics / Finance / Investment

TRENDS IN TRADING ACTIVITY, SHORT SALES AND FAILED TRADES For the period May 1, 2007 to April 30, 2010 Market Regulation Policy, Investment Industry Regulatory Organization of Canada,

Add to Reading List

Source URL: iiroc.ca

Language: English - Date: 2012-05-22 15:33:06
873Financial markets / Short selling / Funds / Subprime mortgage crisis / Repurchase agreement / Federal Reserve System / Short / Money market / Security / Financial economics / Finance / Investment

Microsoft Word - Investment POLICY Feb[removed]docx

Add to Reading List

Source URL: www.co.clark.wa.us

Language: English - Date: 2014-01-07 14:22:39
874Corporate crime / U.S. Securities and Exchange Commission / Business / United States Department of Homeland Security / Mary Schapiro / Short / Buy American Act / Public administration / Government / Financial regulation / Short selling

Buy American Act Report FY 2009

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2010-04-02 12:51:42
875Financial system / Financial regulation / Short selling / Financial markets / Corporate crime / U.S. Securities and Exchange Commission / Mary Schapiro / Financial Industry Regulatory Authority / Securities and Exchange Commission / Business / Finance / United States securities law

PDF Document

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-12-31 15:53:49
876Finance / Stock market / Financial markets / Financial regulation / Short / Short selling / Stock / Financial economics / Economics / Investment

Compliance Bulletin #0398-C - B.E.S.T. Discoveries Fund – Conversion of Fund Units

Add to Reading List

Source URL: www.mfda.ca

Language: English - Date: 2012-01-24 15:36:23
877Finance / Financial system / United States Securities and Exchange Commission / Financial regulation / Short selling / Broker-dealer / Prime brokerage / Regulation NMS / Short / Financial economics / Financial markets / Financial services

Goldman, Sachs & Co. lOne New York Plaza Tel: [removed]I New York, New York 10004

Add to Reading List

Source URL: www.goldmansachs.com

Language: English - Date: 2014-05-15 15:50:42
878Financial system / United States Securities and Exchange Commission / Financial regulation / Short selling / Financial markets / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Short / United States securities law / Financial economics / Finance

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 16, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2014-07-15 17:53:24
879Auditing / Financial regulation / Short selling / Financial economics / Financial markets / Christopher Cox / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Sarbanes–Oxley Act / Business / Finance / United States securities law

1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 2 3

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-12-21 11:59:45
880Private law / Business law / Real property law / Legal documents / Order / Short / Contract / The Home Equity Theft Prevention Act / Consumer Protection (Distance Selling) Regulations / Law / Business / Contract law

Microsoft Word - HSS - Web 2012.doc

Add to Reading List

Source URL: www.proseniors.org

Language: English - Date: 2012-07-03 09:49:10
UPDATE